Author Archives: Adam P. Liff

Brookings: “China, Japan, and the East China Sea: Beijing’s “gray zone” coercion and Tokyo’s response”

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“…This paper focuses on the competition between China and Japan over their festering territorial dispute in the East China Sea. Though political frictions over the Senkaku (Diaoyu in Chinese) Islands are decades-old, since a 2012 contretemps over the islands led Beijing to begin regular, provocative deployments of government vessels into the islands’ contiguous zone and territorial seas, the dispute has become the most significant geopolitical flashpoint and locus of security competition between China and Japan today…

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Brookings Foreign Policy Interview: “The Stress Test: Japan in an Era of Great Power Competition”

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In September 2019, Brookings Vice President and Director of Foreign Policy Bruce Jones convened seven Brookings scholars and affiliates — Richard Bush, Lindsey Ford, Ryan Hass, Adam Liff, Michael O’Hanlon, Jonathan Pollack, and Mireya Solís — to discuss Japan’s present and future path in this era of great power competition. The edited transcript below reflects their assessment of the current state of Japanese strategic choices.

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East Asia Forum: “Japan’s National Security Council at five”

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On 4 December 2018, Japan’s National Security Council (NSC) marks its fifth anniversary. Prime Minister Shinzo Abe’s administration established the NSC after a decades-long reform movement aimed at strengthening the prime minister’s office and addressing perceived weaknesses of previous national security institutions. Its creation was, and remains, a big deal. Leading experts on Japan’s foreign policy have deemed it ‘the most ambitious reorganization of Japan’s foreign and security policy apparatus since the end of World War II’.

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Japanese Studies: “Japan’s National Security Council: Policy Coordination & Political Power”

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Abstract: In 2013, Japan’s first-ever National Security Council (NSC) was established as the leading edge of ambitious reforms to Japan’s foreign policy-relevant institutions. Within weeks, Japan’s new national security tripod was firmly in place: the top-level, political NSC ‘control tower’, Japan’s first-ever National Security Strategy, and its first-ever National Security Secretariat. In the years since, the NSC has played a central role in every major aspect of the Japanese strategic trajectory that has attracted so much global attention (and controversy) in ‘the Abe era’. This study analyzes the motivations driving Japan’s decision to establish an NSC, the institution’s key characteristics, and offers a preliminary assessment of the current and likely future implications of this historic institutional reform. Beyond NSC’s impact on policy, of potentially greater long-term significance is its effects on Japan’s foreign policy decision-making processes: in particular, expanded Kantei-centered political leadership of national security affairs and more ‘whole-of-government’ approaches specifically designed to transcend the ‘vertical hurdles’ traditionally dividing Japan’s powerful bureaucracies. The goal of these reforms is as straightforward as it is ambitious: to transform Japan’s ability to flexibly and independently cope with a rapidly changing, increasingly complex, and ever more uncertain security environment in East Asia and beyond.

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Asia Policy: “Policy by Other Means: Collective Self-Defense and the Politics of Japan’s Constitutional Reinterpretation”

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EXECUTIVE SUMMARY
This article analyzes Japan’s landmark cabinet decision reinterpreting the constitution to allow the limited exercise of collective self-defense (CSD) in both a historical and a contemporary context and assesses its implications for the conditions under which Japan may use military force.
Main Argument
In July 2014, a historic cabinet decision reinterpreted Article 9 of Japan’s 1947 constitution to allow the use of force to aid an ally under attack, overturning 60 years of authoritative constitutional interpretations categorically prohibiting Japan’s exercise of CSD. The decision was followed by a revision of the U.S.-Japan Defense Guidelines and landmark legislation intended to transform Japan’s security policy. Yet the change is evolutionary rather than revolutionary. Japan’s self-imposed precondition for the use of force by the Japan Self-Defense Forces (JSDF) remains uniquely strict: an armed attack posing an existential threat to Japan’s security. Nor is this the first case of a major reinterpretation of Article 9. Though its original wording remains untouched, the article’s effective policy significance has changed repeatedly over 70 years in accordance with shifting domestic political winds and perceived strategic exigencies. Specific to post-2014 developments, understanding what changed and why—especially how Prime Minister Shinzo Abe and his allies’ push for full exercise of CSD failed—elucidates the strategic, political, and normative factors shaping changes to Japan’s security policy and the U.S.-Japan alliance.
Policy Implications
While Japan may now legally exercise “limited” collective self-defense, unique, self-imposed conditions appear so strict that the use of force in support of allies or partners outside a defense-of-Japan scenario seems unlikely.
Security legislation in effect since 2016 opens up space for more expansive JSDF logistical support for U.S. military operations, bilateral planning, and exercises, as well as new authorities that somewhat resemble collective security or CSD operations in peacetime, including use of small arms during UN peacekeeping operations and protection of foreign militaries engaged in activities contributing to Japan’s defense.
Without formal constitutional revision (at a minimum), however, more ambitious efforts to fundamentally transform Article 9’s interpretation or the scope of scenarios in which Japan can use force overseas are unlikely without major domestic political realignments.

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Council on Foreign Relations: Japan & Article 9: “70 Years of Politically Shifting Goal Posts”

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In recent years a widespread narrative presents post-2012 changes to Japan’s security policy and Article Nine’s interpretation as fundamentally unprecedented and “All About Abe.” The reality, however, is that Japan’s security policy has been undergoing evolutionary, incremental reforms for decades—under both conservative and moderate Liberal Democratic Party (LDP) and opposition leaders. Practically significant, de facto change—albeit within remarkably “sticky” normative bounds so far—has occurred repeatedly in response to changing external threat perceptions and shifting domestic political winds.

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CSIS’ Asia Maritime Transparency Initiative: “Self-restraint” with Japanese Characteristics

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Desperately Seeking Statesmen

Japan’s self-restraint continues despite its refusal to acknowledge even the existence of a dispute. Ironically, and unfortunately, it is because Japan does not behave provocatively that its policy never makes headlines. Yet its constructive behavior demonstrates that even when a government claims territory “inherently,” acknowledges no dispute, and exercises effective administrative control, it still can choose self-restraint in the interest of regional stability. Meanwhile, Tokyo’s and Taipei’s initiatives demonstrate that when two are willing to hear the music, they can indeed tango.

As relevant parties search for a framework to manage South China Sea tensions, a consensus, binding definition of “self-restraint” faithful to the spirit of the 2002 DOC is the Holy Grail. The deck today seems stacked against it. Unconstructive activities driving changes to the status quo are unlikely to be reversed. Political will among relevant parties remains in doubt. Nevertheless, as observers naturally focus on tension and conflict, constructive alternatives must be proactively kept a part of the conversation.

That Japan’s decades-old policy of self-restraint is so often ignored is perhaps evidence that, at least until recently, it proved so effective.

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Journal of Contemporary China: China’s Crisis Management Capabilities and Sino-Japanese Crisis (In)Stability

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Since Tokyo’s September 2012 ‘nationalization’ of the Senkaku/Diaoyu Islands, Beijing’s use of military and paramilitary forces to challenge Japan’s decades-old effective administration has introduced a major source of uncertainty and risk into a volatile flashpoint between the world’s second- and third-largest economies. Specifically, China’s unprecedented operations increase the likelihood of an unintended incident in the surrounding waters or airspace. While neither side seeks conflict, how capable China and Japan are of rapidly and effectively preventing such an incident from escalating is a crucial, yet rarely-asked question. This is particularly true given the noxious state of Sino–Japanese political relations, infrequency of high-level dialogue, presence of nationalism potentially affecting leaders’ domestic political calculations, policy decision-making processes considered relatively slow and consensus-oriented, and the longstanding absence of bilateral crisis hotlines.
The question of how capable the two sides are at managing a crisis effectively is not merely an academic one…

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Wall Street Journal: “The Limits of Growth: Economic Headwinds Inform China’s Latest Military Budget”

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With an official defense budget increase of 7.6% to 954 billion yuan ($147 billion) announced today, Beijing’s quest to restore China’s historic “greatness” and to attain international status as a military power commensurate with its economic standing continues. Yet with GDP growth slowing and social and demographic headwinds mounting, Chinese leaders face increasingly difficult tradeoffs concerning how to allocate government largesse.

With Beijing’s 2016 official defense budget, it is clear that even military spending is not immune to China’s economic and fiscal realities. Advance reports that…

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The Washington Quarterly: “Japan’s Defense Policy: Abe the Evolutionary”

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Far from constituting an abrupt transformation of Japan’s defense policy, recent measures adopted during the Abe era to large extent continue long-term trends initiated by previous governments from both his Liberal Democratic Party (LDP) and the leading opposition Democratic Party of Japan (DPJ). They reflect a significant, but evolutionary, rationalization of defense policy driven by growing concerns about regional security because of perceived threats from North Korea’s increasingly advanced nuclear and missile programs, a shifting regional military balance, and China’s maritime advancement and efforts to assert its sovereignty claims in the South and East China Seas. Other important factors include lessons learned from two decades of the Japan’s Self-Defense Forces’ (JSDF) gradually expanding regional and global missions and a desire to maximize efficiencies in response to the changing nature and rising costs of military technology, fiscal constraints, a shrinking and aging population, and the Japanese public’s persistent, deep-seated skepticism about military power. In response to these challenges, Abe and his predecessors have pursued incremental changes to bolster deterrence, to deepen cooperation and interoperability with the United States as well as other partners, and to facilitate a more rapid, flexible, and effective response to a range of perceived traditional and non-traditional security threats.
Furthermore, a flawed yet widespread focus exclusively on changes to Japan’s security policy overlooks the persistence of strict, long-standing, and self-imposed constraints within which political leaders pursue these reforms. Rumors of their demise to the contrary, recent developments have stretched, but not removed, core principles that for decades have defined Japan’s self-restraint. As cases-in-point, political leaders still prohibit the JSDF from using military force outside a singular, narrow interpretation of self-defense, or developing—much less employing—offensive power projection or nuclear weapons. Though practically significant and historic in a Japanese context, recent reforms—up to and including collective self-defense—are, at most, reactive realism within strict normative bounds. Seventy years after Japan’s surrender, the public remains deeply skeptical about the employment of military power as a tool of foreign policy.
Recent developments have stretched, but not removed, Japan’s core principles of self-restraint.

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